On June 2, 2025, the U.S. Supreme Court denied a petition for writ of certiorari filed by Alpine Securities Corp. in Alpine Securities Corp.

In a decision handed down in November 2024, a U.S. district court ruled that FINRA couldn’t immediately expel a firm, Alpine ...

The high court declines to hear Alpine Securities’ argument that Finra, a private organization, is an unconstitutional ...

A broker dealer now says FINRA's power is unconstitutional after the Supreme Court declined on Monday to hear a challenge on ...

The Supreme Court just declined to hear a penny stock broker’s legal challenge to FINRA’s constitutionality. Despite it, a ...

The Supreme Court on Monday refused to hear a case, in which Alpine Securities claimed that the Financial Industry Regulatory ...

"It is FINRA's position that, for multiple reasons discussed in its brief opposing Alpine's petition for writ of certiorari, ...

The U.S. Supreme Court declined on Monday to hear a challenge by broker-dealer Alpine Securities claiming that the ...

The high court's decision rebuffing Alpine Securities marks a setback for a broader challenge to Wall Street's reliance on ...

The US Supreme Court let the Financial Industry Regulatory Authority proceed with disciplinary proceedings against a ...

On March 25, 2025, the Financial Industry Regulatory Authority (FINRA) issued a 100-page Administrative Order and Decision confirming and ...

In February, Alpine Securities Corp. filed a petition with the U.S. Supreme Court seeking a review of a lower court's decision in Alpine's case against FINRA. The Supreme Court should grant the ...